In line with the tutorial objectives of the Degree Course in Economics and Business Management (CLEGA), the teaching focuses on the legal discipline of the operations of intermediaries and investors on the financial market. The main objective of the course is to provide the student with the knowledge of the regulatory and jurisprudential framework, with regard to the protection of savers, with particular reference to the problem of protection, in order to acquire the skills necessary to grasp the problems that may arise, in so as to be able to correctly frame them in their essential characteristics and to be able to identify the legal instruments necessary to solve problems.
At the end of the course, the students:
- have acquired a method of understanding the subject;
- will have assumed the ability to examine sources, organization and system of the financial market;
- will be able to recognize the basic legal rules of the matter and the related fundamental notions;
- they will be able to find, within the framework of the explicit rules, the rules necessary to resolve a concrate case;
- will have acquired the ability to search for the most appropriate protection tools to protect investors in the national and European market.
teacher profile teaching materials
P. SFAFEMI - A. GIANNELLI, diritto degli intermediari e dei mercati finanziari, Egea, 2015, chapters 1, 2 5.
Programme
The course introduces the general topics of the law of savings and aims to transmit the fundamental knowledge of the legal framework of the operations of intermediaries and investors on the financial markets. The main objective of the course is to provide the student with the knowledge of the legal and court decision framework, concerning the protection of the saver, with particular reference to the problem of protection. The course is articulated in a single educational module covering the following topics: (i) the functions of savings and finance (ii) European and domestic sources; (iii) the independent administrative Authorities: powers, functions and responsibilities; (iv) Investment firms and banking and financial intermediaries (v) financial products and instruments; (vi) the protection of customers and savers; (vii) ABF and ACF.Core Documentation
M. CERA - S. DI VALENTIN Il diritto degli investimenti, Il Mulino, 2015P. SFAFEMI - A. GIANNELLI, diritto degli intermediari e dei mercati finanziari, Egea, 2015, chapters 1, 2 5.
Reference Bibliography
In addition, the following textbooks can be consulted: P. SFAMEMI - A. GIANNELLI, Diritto degli intermediari finanziari, Egea, 2015 M. CERA - S. DI VALENTI, Il diritto degli investimenti, Il Mulino, 2015 F. ANNUNZIATA, La disciplina del mercato mobiliare, Giappichelli, 2017Type of delivery of the course
The teaching activities include, in addition to face-to-face lessons in which slides are used, also interventions held by external speakers as operators in the sector, in order to illustrate the application of the concepts treated to problems and scenarios of interest.Attendance
Attendance is not mandatory but still recommended due to the complexity of the teaching content.Type of evaluation
The exam test consists of an oral interview that covers the entire subject that constitutes the exam program. The interview is also aimed at assessing whether the students have acquired mastery as well as the features of the legal institutions also studied in the legal language. teacher profile teaching materials
P. SFAFEMI - A. GIANNELLI, diritto degli intermediari e dei mercati finanziari, Egea, 2015, chapters 1, 2 5.
Programme
The course introduces the general topics of the law of savings and aims to transmit the fundamental knowledge of the legal framework of the operations of intermediaries and investors on the financial markets. The main objective of the course is to provide the student with the knowledge of the legal and court decision framework, concerning the protection of the saver, with particular reference to the problem of protection. The course is articulated in a single educational module covering the following topics: (i) the functions of savings and finance (ii) European and domestic sources; (iii) the independent administrative Authorities: powers, functions and responsibilities; (iv) Investment firms and banking and financial intermediaries (v) financial products and instruments; (vi) the protection of customers and savers; (vii) ABF and ACF.Core Documentation
M. CERA - S. DI VALENTIN Il diritto degli investimenti, Il Mulino, 2015P. SFAFEMI - A. GIANNELLI, diritto degli intermediari e dei mercati finanziari, Egea, 2015, chapters 1, 2 5.
Type of delivery of the course
Frontal teaching lessons. In carrying out the course, we make use of aids such as slides and testimonials from sector operatorsAttendance
Attendance is not mandatory but recommended.Type of evaluation
The exam consists of an oral interview that covers the entire subject that constitutes the exam program. The interview is also aimed at assessing whether the students have acquired mastery as well as the features of the legal institutions also studied in the legal language.