Programme

The purpose of the course is to provide exhaustive knowledge of financial intermediaries, markets, listed companies and the supervisory agency and, particularly, the following matters: general principles of financial markets law; solicitation to the public; services and investment firms; institutional investors; listed companies’ rules; controls on the securities market.

Core Documentation

- R. Costi, Il mercato mobiliare, Torino, Giappichelli, last edition.
- Consob Regulation no. 17221/2010 concerning related parties transactions.
- Borsa Italiana Corporate Governance Code.

Type of delivery of the course

Frontal lessons; seminars. The teaching activities include, in addition to lectures lasting 2 hours three times a week (for a total of 60 hours), also seminars held by external speakers (magistrates, lawyers and Consob directors) and case study discussions, with the aim of illustrating the application of the treated institutions. In the period of health emergency caused by COVID-19 all the provisions that regulate the way in which the lessons are carried out are implemented. In particular, the modalities of remote lessons are applied. It is also advisable to regularly view the institutional information channels set up by the University in order to have a timely knowledge of the emergency measures in charge.

Attendance

Class attendance is not mandatory, but it is strongly recommended.

Type of evaluation

The exam consists of a final oral test aimed at verifying the knowledge of the basic categories of financial market law and the familiarity with the fundamentals of the methodology of legal interpretation, as well as the mastery of technical language and the capacity for systematic understanding of the institutions and of the logic underlying them. In the period of health emergency caused by COVID-19 all the provisions that regulate the way in which the students' evaluation is carried out are implemented. In particular, the modalities of remote interview are applied. It is also advisable to regularly view the institutional information channels set up by the University in order to have a timely knowledge of the emergency measures in charge.

Programme

The purpose of the course is to provide exhaustive knowledge of financial intermediaries, markets, listed companies and the supervisory agency and, particularly, the following matters: general principles of financial markets law; solicitation to the public; services and investment firms; institutional investors; listed companies’ rules; controls on the securities market.

Core Documentation

- R. Costi, Il mercato mobiliare, Torino, Giappichelli, last edition.
- Consob Regulation no. 17221/2010 concerning related parties transactions.
- Borsa Italiana Corporate Governance Code.

Type of delivery of the course

Frontal lessons; seminars. The teaching activities include, in addition to lectures lasting 2 hours three times a week (for a total of 60 hours), also seminars held by external speakers (magistrates, lawyers and Consob directors) and case study discussions, with the aim of illustrating the application of the treated institutions. In the period of health emergency caused by COVID-19 all the provisions that regulate the way in which the lessons are carried out are implemented. In particular, the modalities of remote lessons are applied. It is also advisable to regularly view the institutional information channels set up by the University in order to have a timely knowledge of the emergency measures in charge.

Attendance

Class attendance is not mandatory, but it is strongly recommended.

Type of evaluation

The exam consists of a final oral test aimed at verifying the knowledge of the basic categories of financial market law and the familiarity with the fundamentals of the methodology of legal interpretation, as well as the mastery of technical language and the capacity for systematic understanding of the institutions and of the logic underlying them. In the period of health emergency caused by COVID-19 all the provisions that regulate the way in which the students' evaluation is carried out are implemented. In particular, the modalities of remote interview are applied. It is also advisable to regularly view the institutional information channels set up by the University in order to have a timely knowledge of the emergency measures in charge.

Programme

The purpose of the course is to provide exhaustive knowledge of financial intermediaries, markets, listed companies and the supervisory agency and, particularly, the following matters: general principles of financial markets law; solicitation to the public; services and investment firms; institutional investors; listed companies’ rules; controls on the securities market.

Core Documentation

- R. Costi, Il mercato mobiliare, Torino, Giappichelli, last edition.
- Consob Regulation no. 17221/2010 concerning related parties transactions.
- Borsa Italiana Corporate Governance Code.

Type of delivery of the course

Frontal lessons; seminars. The teaching activities include, in addition to lectures lasting 2 hours three times a week (for a total of 60 hours), also seminars held by external speakers (magistrates, lawyers and Consob directors) and case study discussions, with the aim of illustrating the application of the treated institutions. In the period of health emergency caused by COVID-19 all the provisions that regulate the way in which the lessons are carried out are implemented. In particular, the modalities of remote lessons are applied. It is also advisable to regularly view the institutional information channels set up by the University in order to have a timely knowledge of the emergency measures in charge.

Attendance

Class attendance is not mandatory, but it is strongly recommended.

Type of evaluation

The exam consists of a final oral test aimed at verifying the knowledge of the basic categories of financial market law and the familiarity with the fundamentals of the methodology of legal interpretation, as well as the mastery of technical language and the capacity for systematic understanding of the institutions and of the logic underlying them. In the period of health emergency caused by COVID-19 all the provisions that regulate the way in which the students' evaluation is carried out are implemented. In particular, the modalities of remote interview are applied. It is also advisable to regularly view the institutional information channels set up by the University in order to have a timely knowledge of the emergency measures in charge.

Programme

The purpose of the course is to provide exhaustive knowledge of financial intermediaries, markets, listed companies and the supervisory agency and, particularly, the following matters: general principles of financial markets law; solicitation to the public; services and investment firms; institutional investors; listed companies’ rules; controls on the securities market.

Core Documentation

- R. Costi, Il mercato mobiliare, Torino, Giappichelli, last edition.
- Consob Regulation no. 17221/2010 concerning related parties transactions.
- Borsa Italiana Corporate Governance Code.

Type of delivery of the course

Frontal lessons; seminars. The teaching activities include, in addition to lectures lasting 2 hours three times a week (for a total of 60 hours), also seminars held by external speakers (magistrates, lawyers and Consob directors) and case study discussions, with the aim of illustrating the application of the treated institutions. In the period of health emergency caused by COVID-19 all the provisions that regulate the way in which the lessons are carried out are implemented. In particular, the modalities of remote lessons are applied. It is also advisable to regularly view the institutional information channels set up by the University in order to have a timely knowledge of the emergency measures in charge.

Attendance

Class attendance is not mandatory, but it is strongly recommended.

Type of evaluation

The exam consists of a final oral test aimed at verifying the knowledge of the basic categories of financial market law and the familiarity with the fundamentals of the methodology of legal interpretation, as well as the mastery of technical language and the capacity for systematic understanding of the institutions and of the logic underlying them. In the period of health emergency caused by COVID-19 all the provisions that regulate the way in which the students' evaluation is carried out are implemented. In particular, the modalities of remote interview are applied. It is also advisable to regularly view the institutional information channels set up by the University in order to have a timely knowledge of the emergency measures in charge.